Job Details

FORMAT Analyst (AVP level)

Position: FORMAT Analyst (AVP level)

Industry: Finance

Location: New York, NY

Salary: $120K - $140K

Status: Direct Hire/Full-time

Ref #: 31074


  • Performs transactions / counterparties review and prepares monthly reports
  • Performs / assists as a trading system administrator and reviews permission functions
  • Acts as the designated responsible officer and ensures BSA/AML, corporate and FATCA compliance by performing tasks stipulated in Treasury Compliance Procedures manuals and related manuals.
  • Performs operational risk management, manages various project teams as assigned, as well as developing better internal controls.
  • Assists with regulatory updates for the group
  • Assists with legal documentation for the group
  • Maintains the group's procedure manuals up to date, and track changes.
  • Assists with internal audit, FRB / NYSDFS examinations, and manages compliance testing.
  • Ensures proper credit line and counterparty management.
  • Liaison with Head Office.
  • Abides by all compliance related procedures
  • Performs other duties and responsibilities as assigned by management.
  • Act as the secondary Volcker Rule Responsible Officer for the group
  • Performs other duties and responsibilities as assigned by General Counsel, Americas/Senior Executive Vice President.


  • Bachelor’s degree or equivalent, in finance, economics, data processing and programming preferred with 5+ years of related experience.
  • Bilingual oral and written skills on a business level in both English and Japanese.
  • Advanced in Microsoft 365 (Excel, Word, and Outlook).
  • Good knowledge of Visual Basic Application, Access, and Power Point preferred.
  • Knowledge and experience of FX, Derivatives, and other market products and services, preferred.
  • Knowledge of ISDA and CSA, preferred.
  • Prior work experience in a financial institution, preferred.

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