Job Details

FORMAT Analyst (AVP level)

Responsibilities

• Performs transactions / counterparties review and prepares monthly reports
• Performs / assists as a trading system administrator and reviews permission functions
• Acts as the designated responsible officer and ensures BSA/AML, corporate and FATCA compliance by performing tasks stipulated in Treasury Compliance Procedures manuals and related manuals.
• Performs operational risk management, manages various project teams as assigned, as well as developing better internal controls.
• Assists with regulatory updates for the group
• Assists with legal documentation for the group
• Maintains the group's procedure manuals up to date, and track changes.
• Assists with internal audit, FRB / NYSDFS examinations, and manages compliance testing.
• Ensures proper credit line and counterparty management.
• Liaison with Head Office.
• Abides by all compliance related procedures
• Performs other duties and responsibilities as assigned by management.
• Act as the secondary Volcker Rule Responsible Officer for the group
• Performs other duties and responsibilities as assigned by General Counsel, Americas/Senior Executive Vice President.

Qualifications

• Bachelor’s degree or equivalent, in finance, economics, data processing and programming preferred with 5+ years of related experience.
• Bilingual oral and written skills on a business level in both English and Japanese.
• Advanced in Microsoft 365 (Excel, Word, and Outlook).
• Good knowledge of Visual Basic Application, Access, and Power Point preferred.
• Knowledge and experience of FX, Derivatives, and other market products and services, preferred.
• Knowledge of ISDA and CSA, preferred.
• Prior work experience in a financial institution, preferred.

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