Job Details
FORMAT Analyst (AVP level)
Position: FORMAT Analyst (AVP level)
Industry: Finance
Location: New York, NY
Salary: $120K - $140K
Status: Direct Hire/Full-time
Ref #: 31074
Responsibilities
- Performs transactions / counterparties review and prepares monthly reports
- Performs / assists as a trading system administrator and reviews permission functions
- Acts as the designated responsible officer and ensures BSA/AML, corporate and FATCA compliance by performing tasks stipulated in Treasury Compliance Procedures manuals and related manuals.
- Performs operational risk management, manages various project teams as assigned, as well as developing better internal controls.
- Assists with regulatory updates for the group
- Assists with legal documentation for the group
- Maintains the group's procedure manuals up to date, and track changes.
- Assists with internal audit, FRB / NYSDFS examinations, and manages compliance testing.
- Ensures proper credit line and counterparty management.
- Liaison with Head Office.
- Abides by all compliance related procedures
- Performs other duties and responsibilities as assigned by management.
- Act as the secondary Volcker Rule Responsible Officer for the group
- Performs other duties and responsibilities as assigned by General Counsel, Americas/Senior Executive Vice President.
Qualifications
- Bachelor’s degree or equivalent, in finance, economics, data processing and programming preferred with 5+ years of related experience.
- Bilingual oral and written skills on a business level in both English and Japanese.
- Advanced in Microsoft 365 (Excel, Word, and Outlook).
- Good knowledge of Visual Basic Application, Access, and Power Point preferred.
- Knowledge and experience of FX, Derivatives, and other market products and services, preferred.
- Knowledge of ISDA and CSA, preferred.
- Prior work experience in a financial institution, preferred.